1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Stock Option (Right to Buy)
|
(2)
|
04/24/2027 |
Common Stock
|
10,000
|
$
15.2
|
D
|
|
Stock Option (Right to Buy)
|
(3)
|
01/18/2028 |
Common Stock
|
3,542
|
$
10.94
|
D
|
|
Stock Option (Right to Buy)
|
(4)
|
01/15/2029 |
Common Stock
|
9,063
|
$
11.46
|
D
|
|
Stock Option (Right to Buy)
|
(5)
|
01/15/2030 |
Common Stock
|
30,000
|
$
10.3
|
D
|
|
Stock Option (Right to Buy)
|
(6)
|
01/31/2031 |
Common Stock
|
12,000
|
$
23.91
|
D
|
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
Represents restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of the Issuer's common stock. The RSUs shall vest in substantially equal installments on each of the March 1, 2022; March 1, 2023; March 1, 2024; and March 1, 2025, subject to the Reporting Person's continued service to the Issuer through each such vesting date. The RSUs may accelerate under certain conditions pursuant to the reporting person's employment agreement. |
(2) |
The option is exercisable as it vests. 25% of the shares subject to the option vested on April 25, 2018, and 1/48th of the total number of shares subject to the option vest monthly thereafter, subject to the Reporting Person's continued service to the Issuer through each such vesting date. The option may accelerate under certain conditions pursuant to the Reporting Person's employment agreement. |
(3) |
The option is exercisable as it vests. 25% of the shares subject to the option vested on January 19, 2019, and 1/48th of the total number of shares subject to the option vest monthly thereafter, subject to the Reporting Person's continued service to the Issuer through each such vesting date. |
(4) |
The option is exercisable as it vests. 25% of the shares subject to the option vested on January 16, 2020, and 1/48th of the total number of shares subject to the option vest monthly thereafter, subject to the Reporting Person's continued employment or service with the Issuer through each such vesting date. |
(5) |
The option is exercisable as it vests. 25% of the shares subject to the option vested on January 16, 2021, and 1/48th of the total number of shares subject to the option vest monthly thereafter, subject to the Reporting Person's continued employment or service with the Issuer through each such vesting date. |
(6) |
The option is exercisable as it vests. 25% of the shares subject to the option vest on February 1, 2022, and 1/48th of the total number of shares subject to the option vest monthly thereafter, subject to the Reporting Person's continued service to the Issuer through each such vesting date. The option may accelerate under certain conditions pursuant to the Reporting Person's employment agreement. |